Compliance

Service Description

Compliance is often regarded as an unavoidable cost with little value added to organisations. But what is the true cost of a reputation in ruins? Investing in compliance is investing in your reputation - let us develop a compliance approach that enables your organisation to maximise its return on its compliance investment. Talk to us for a tailored service offering. Examples of how we can help: Compliance • Developing, implementing and operating your compliance framework; • Data analysis of complaints, breaches, conflicts and risk events to enhance business performance; • Evaluating measures to mitigate conduct risk (e.g. review of financial and credit advice); • Assistance to identify regulatory obligations; • Regulatory and contractual compliance assessments; • Developing/delivering tailored compliance training; Audit & Review Trust is what makes organisations work but those charged with governance need independent verification in order to discharge their responsibilities. We have extensive experience in operating internal audit functions, big and small, across many different industries Examples of how we can help: • Setting-up an in-house internal audit function; • Operating an outsourced/co-sourced internal audit function including strategic planning, • stakeholder management and communication, day-to-day delivery of planned and • requested reviews; • Providing secondments to supplement in-house teams; • Quality reviews of in-house internal audit function including review of in-house internal audit methodology